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Investor Legal Resources Directory

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Organizations
  • Investor Protection Trust (IPT)
    - The non-profit Investor Protection Trust provides independent, objective information needed by consumers to make informed investment decisions. Founded in 1993, IPT operates programs under its own auspices, including Financial Literacy 2001, and also uses grants to underwrite important initiatives carried out by other organizations, such as the Investing Online Resource Center.

  • National Futures Association (NFA)
    - Includes investor services, news and alerts, and dispute resolution procedures.

  • North American Securities Administrators Association (NASAA)
    - International organization consisting of state and provincial securities agencies in the United States, Canada, and Mexico. Includes directory of regulators with links.

  • Stanford Securities Class Action Clearinghouse
    - The Stanford Securities Class Action Clearinghouse provides detailed information relating to the prosecution, defense, and settlement of federal class action securities fraud litigation. The Clearinghouse maintains an Index of Filings of issuers that have been named in federal class action securities fraud lawsuits since passage of the Private Securities Litigation Reform Act of 1995. The Clearinghouse also contains copies of complaints, briefs, filings, and other litigation-related materials filed in these cases.
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